New Approach Methodologies for Chemical Safety Assessment

Within fields like toxicology and drug development, embracing New Approach Methodologies (NAMs) is no longer optional but crucial for professionals seeking to remain at the forefront of their disciplines. Understanding and applying these innovative, human-relevant techniques – encompassing computational models, in vitro assays, and integrated testing strategies – is vital for enhancing the efficiency, ethical considerations, and ultimately the accuracy of safety assessments. The detailed summary below is personal learning notes from the past couple of months. It is shared to help individuals navigate the complexities of NAMs, identify relevant resources, track their progress, and ultimately build the confidence and expertise needed to effectively implement these cutting-edge methodologies in their work, contributing to a more ethical and scientifically robust future for the field.

A Comprehensive Analysis of Definitions, Interpretations, and Significance in Toxicology

  1. Why need NAM: The Paradigm Shift in Toxicology and the Role of NAMs The field of toxicology has historically relied heavily on in vivo animal studies to assess the safety of chemical substances. This traditional approach, involving the administration of a test substance to animals and the observation of adverse impacts, has been instrumental in understanding potential health hazards. However, such studies are often protracted and resource-intensive, requiring significant time and financial investment, which consequently limits the number of chemicals that can be thoroughly investigated at any given time. Furthermore, while animal studies can identify overt toxic effects, they frequently fail to elucidate the underlying physiological mechanisms through which these effects arise. This lack of mechanistic understanding can hinder the development of targeted interventions and limit the extrapolation of findings to human health risk assessment. In response to these limitations, and driven by increasing ethical concerns surrounding animal welfare and the need for more human-relevant data, a paradigm shift is underway in toxicology. This shift is marked by the emergence and increasing adoption of New Approach Methodologies (NAMs). These methodologies represent a diverse array of scientific and technological innovations aimed at providing more efficient, ethical, and mechanistically informative approaches to chemical safety assessment. The development and implementation of NAMs are rooted in the principles of the “3Rs”—Replacement, Reduction, and Refinement—which advocate for replacing animal tests with non-animal methods, reducing the number of animals used, and refining experimental procedures to minimize animal suffering. The necessity for alternative methodologies is further underscored by the sheer volume of existing and newly synthesized chemicals requiring safety evaluation, which far exceeds the capacity of traditional animal testing laboratories.  
  2. What is NAM? New Approach Methodologies (NAMs) are broadly defined as any technology, methodology, approach, or combination thereof that can be utilized to generate information on the potential hazard and associated risks of chemical substances without primary reliance on traditional in vivo animal testing. These methods offer a departure from conventional toxicology practices by providing alternative means to assess the safety of chemicals and drugs. The scope of NAMs is extensive, encompassing a wide spectrum of innovative techniques, including computer-based computational models, modernized whole-organism assays (such as zebrafish embryonic tests), and assays employing biological molecules, cells, tissues, or organs. Furthermore, NAMs also include approaches focused on predicting exposure to chemicals. The significance of NAMs in contemporary toxicology and risk assessment cannot be overstated. They offer the potential to generate data for decision-making in a manner that is often faster, more cost-effective, and potentially more relevant to human health outcomes compared to traditional animal studies. By focusing on specific biological targets and pathways at the molecular and cellular levels, NAMs can provide deeper mechanistic insights into how chemicals exert adverse effects. This enhanced understanding can lead to more informed risk assessments and the identification of safe exposure levels. The development and increasing adoption of NAMs are driven by a confluence of factors. Ethical considerations surrounding the use of animals in research and testing have become increasingly prominent, fueling the demand for alternatives that adhere to the principles of the 3Rs. Concurrently, significant scientific advancements in fields such as computational biology, in vitro technologies, and “omics” sciences (e.g., genomics, proteomics, metabolomics) have provided the tools and knowledge necessary to develop sophisticated non-animal testing methods. Regulatory bodies across the globe are also playing a crucial role by actively promoting and incorporating NAMs into their frameworks for chemical safety assessment, driven by the desire for more efficient and human-relevant approaches, as well as, in some cases, by legislative mandates such as bans on animal testing for certain product categories like cosmetics. 
  3. What are the major types of New Approach Methodologies?

 A Deeper Dive The fundamental purpose of New Approach Methodologies is to assess the potential hazards and associated risks posed by chemical substances in a manner that minimizes or eliminates reliance on traditional animal testing. This overarching goal is driven by the desire to improve the efficiency, ethical acceptability, and human relevance of toxicity testing. By providing faster, cheaper, and often more mechanistically detailed data, NAMs aim to enhance our understanding of how chemicals interact with biological systems and ultimately lead to adverse effects, thereby enabling better protection of human health and the environment. Main Functions/Activities: The realm of New Approach Methodologies encompasses a wide array of scientific and technological tools and strategies, broadly categorized as follows: · 

  1. In Silico Methods: In silico methods, also known as computational toxicology, represent a powerful category of NAMs that utilize computer-based techniques to predict the properties and activities of chemicals. These methods integrate modern computing and information technology with molecular biology to create risk assessments and improve the prioritization of data requirements for chemicals. Essentially, in silico toxicology encompasses anything that can be done with a computer in the field of toxicology. o Purpose: The primary purpose of in silico methods in toxicology is to predict the potential toxicity of chemicals, prioritize them for further experimental testing, fill gaps in existing toxicological data, guide the design of in vitro and in vivo studies, and ultimately contribute to reducing the reliance on animal testing. These methods offer a cost-efficient and rapid way to screen large numbers of chemicals, even before they are synthesized, allowing for early identification of potential hazards and the elimination of toxic candidates early in the development process, particularly in drug discovery. For Examples: A wide range of in silico methods are employed in toxicology. Quantitative Structure-Activity Relationships (QSAR) models predict biological activity based on the chemical structure of a substance using statistical relationships derived from experimental data of similar compounds. Read-across is a technique that uses existing data from well-characterized chemicals (analogues or within a chemical category) to predict the properties of untested substances based on their similarity. Chemical category formation involves grouping chemicals with similar structural or physicochemical properties to facilitate predictions. Expert systems mimic human reasoning and formalize existing toxicological knowledge into rules that can be used to predict toxicity. Machine learning algorithms, including methods like Random Forest, Support Vector Machines, and neural networks (including deep learning approaches like Graph Convolutional Networks), are increasingly used to build predictive models from large datasets of chemical structures and their associated toxicological effects. Other examples include dose-response and time-response models, pharmacokinetic and pharmacodynamic models, and structural alerts (toxicophores) that identify specific chemical substructures associated with toxicity. 
  2. In Vitro Assays: In vitro assays, meaning “in glass,” are toxicology tests conducted on cells, tissues, or organs in a controlled laboratory setting outside of a living organism. These studies allow researchers to examine the effects of various substances on living cells or tissues and are crucial for assessing the potential toxicity of chemicals, drugs, cosmetics, and consumer products. In vitro assays serve multiple critical purposes in toxicology. They are used to understand the fundamental mechanisms of toxicity at the cellular and molecular level. They enable the screening of large numbers of chemicals for potential hazards in a rapid and cost-effective manner. These assays are also employed to assess specific toxicity endpoints, such as skin and eye irritation, skin sensitization, genotoxicity, cardiotoxicity, hepatotoxicity, and neurotoxicity. Importantly, in vitro assays play a key role in reducing and replacing the use of animals in toxicity testing, aligning with the principles of the 3Rs. o Examples: The variety of in vitro assays available is extensive. Cell viability assays, such as the MTT assay and ATP assays, assess the health and metabolic activity of cells. Genotoxicity assays, including the Ames test (bacterial reverse mutation assay) and the micronucleus assay, detect the potential of substances to cause genetic mutations or chromosomal damage. Assays for skin and eye irritation and skin sensitization have been developed to replace traditional animal tests. Advanced models like organ-on-a-chip technologies, such as liver-on-a-chip and heart-on-a-chip, mimic the structure and function of specific organs, allowing for the study of organ-specific toxicity. Other examples include assays for phototoxicity, cytotoxicity, and specific organ toxicities like cardiotoxicity and hepatotoxicity. 
  3. In Chemico Assays: In chemico assays are defined as tests conducted using purely chemical methods, without the involvement of living cells or tissues. These abiotic assays focus on measuring the inherent chemical reactivity of substances and their potential to interact with specific chemical or biochemical targets. The primary purpose of in chemico assays in toxicology is to assess the fundamental chemical reactivity of substances, particularly their ability to interact with biomolecules such as proteins and DNA. These assays are often employed in the early stages of hazard identification, particularly for endpoints like skin sensitization, where the reactivity of a chemical with skin proteins is a key initiating event. They can also be used to predict other types of toxicity related to chemical reactivity, such as aquatic toxicity and hepatotoxicity.  Examples: Prominent examples of in chemico assays include the Direct Peptide Reactivity Assay (DPRA), which measures the reactivity of a test substance towards synthetic peptides containing lysine and cysteine residues, mimicking skin proteins, to assess skin sensitization potential. The Amino Acid Derivative Reactivity Assay (ADRA) is another in chemico assay used for assessing skin sensitization by evaluating the reactivity of nucleophilic reagents that mimic skin proteins. Additionally, assays that measure the reactivity of chemicals with glutathione or other small molecules to predict potential for organ toxicity fall under this category. 
  4. Adverse Outcome Pathways (AOPs): An Adverse Outcome Pathway (AOP) is a conceptual and structured framework that describes a sequence of causally linked events at different levels of biological organization, initiated by a molecular initiating event (MIE) resulting from chemical exposure, and culminating in an adverse outcome (AO) that is relevant for risk assessment or regulatory decision-making. The pathway consists of a series of key events (KEs) linked by key event relationships (KERs) that describe the biological plausibility and empirical support for the progression from one event to the next. The primary purpose of AOPs is to organize existing toxicological knowledge in a systematic and transparent manner, facilitating the understanding of the mechanistic links between the initial interaction of a chemical and subsequent adverse effects. This framework supports the integration of data from various NAMs, including in silico, in vitro, and in chemico methods, into a coherent understanding of toxicity pathways, thereby increasing confidence in the use of these alternative methods for risk assessment. Furthermore, the AOP framework helps identify knowledge gaps and areas where further research is needed to fully characterize toxicity pathways. o Examples: Numerous AOPs have been developed and endorsed for a wide range of toxicological endpoints. One of the first officially endorsed by the OECD was the AOP for skin sensitization initiated by covalent binding to proteins. Other examples include AOPs related to endocrine disruption, such as those involving estrogen and androgen receptor pathways, as well as AOPs for liver toxicity, cardiotoxicity, developmental neurotoxicity, immunotoxicity, and effects on aquatic species. The OECD maintains the AOP Knowledge Base (AOP-KB), a collaborative platform for developing, sharing, and reviewing AOPs. 
  5. Integrated Approaches to Testing and Assessment (IATAs): Integrated Approaches to Testing and Assessment (IATAs) are defined as flexible, science-based strategies for chemical safety assessment that involve the integration and translation of data derived from multiple methods and sources. These approaches combine existing information with data generated from both traditional and new testing methods, including in silico models, in vitro assays, and in chemico tests, to address specific regulatory questions about chemical hazards and risks. The primary purpose of IATAs is to provide a comprehensive and efficient assessment of chemical safety by integrating diverse data sources, thereby reducing the reliance on extensive animal testing. IATAs are designed to address specific regulatory scenarios or decision contexts, guiding the generation and integration of relevant information to characterize hazards and assess risks. They often incorporate Adverse Outcome Pathways (AOPs) to provide a mechanistic framework for organizing and interpreting data from different testing methods. o Examples: Examples of IATAs include Defined Approaches (DAs), which are rule-based strategies with a fixed set of information sources and a defined data interpretation procedure, often used for specific endpoints like skin sensitization. IATAs have been developed for various regulatory needs, such as assessing systemic toxicity from cosmetic exposure, evaluating repeated-dose toxicity of chemicals, and informing read-across approaches for data-poor substances. Weight-of-evidence approaches, which consider the totality of available evidence to reach a conclusion, also fall under the umbrella of IATAs. The OECD provides guidance and case studies on the development and application of IATAs for various chemical safety assessments. 

VI. What do the regulatory agencies say about NAMs 

Regulatory bodies across the globe, including the US Environmental Protection Agency (EPA), the European Chemicals Agency (ECHA), and Health Canada, are increasingly incorporating New Approach Methodologies (NAMs) into their frameworks for chemical safety assessment. This integration reflects a growing recognition of the potential of NAMs to provide reliable, efficient, and human-relevant data for regulatory decision-making while reducing the reliance on animal testing. For instance, Health Canada accommodates the use of NAMs to meet technical information requirements under its New Substances program. The EPA is actively developing and evaluating NAMs in molecular, cellular, and computational sciences to supplement or replace traditional animal testing for pesticide risk assessment. ECHA provides guidance on using alternatives to animal testing to fulfill information requirements under REACH regulations. International organizations such as the Organisation for Economic Co-operation and Development (OECD) play a crucial role in this process by developing and publishing test guidelines for in vitro and in chemico methods, as well as guidance on the development and use of Adverse Outcome Pathways (AOPs) and Integrated Approaches to Testing and Assessment (IATAs). NAMs are central to achieving the goals of the 3Rs in toxicology. By providing a range of alternative methods, NAMs enable the replacement of animal tests in certain areas, the reduction in the number of animals required for testing, and the refinement of experimental procedures to minimize potential harm to animals. The strategic vision across regulatory agencies aims to move away from a paradigm requiring in vivo animal testing for every possible adverse outcome toward a more targeted, hypothesis-driven approach where in vitro and in silico methods play a larger role in hazard identification and risk assessment. Despite the significant progress in the development and implementation of NAMs, there are still challenges to their wider adoption. Ensuring the validity and reliability of NAMs is crucial for their acceptance by regulatory bodies. The complexity of biological systems also poses a challenge, as some toxicological endpoints, such as developmental or reproductive toxicity, can be difficult to fully replicate or predict using current non-animal methods. Moreover, cultural and societal factors, including inertia and familiarity with established animal testing methods, can also hinder the transition to NAMs. 

In Conclusion: The Future of Chemical Safety Assessment with NAMs New Approach Methodologies (NAMs) represent a transformative shift in the field of toxicology and chemical safety assessment. Driven by ethical considerations, scientific advancements, and regulatory pressures, NAMs offer a promising path towards more efficient, cost-effective, and human-relevant approaches to evaluating the potential hazards of chemical substances. The acronym “NAM” primarily stands for “New Approach Methodologies,” encompassing a broad range of in silico, in vitro, and in chemico methods, as well as frameworks like Adverse Outcome Pathways (AOPs) and Integrated Approaches to Testing and Assessment (IATAs).